Skip to main content

Chen Thomas C's Form 4 filing

Neonc Technologies Holdings, Inc. (NTHI) · filed Aug 18, 2026

Accession no.
0001213900-26-091231
Filed
Aug 18, 2026, 4:13 PM ET
Trade date
Aug 14-17, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $140.0K. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001213900-26-092276 (Aug 20, 2026). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chen Thomas CCIK 0001998682Director, Officer (CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 14, 2026Common StockPPurchaseAcquired+33,787$3.85F2+$130,002.24581,059Direct
Aug 17, 2026Common StockPPurchaseAcquired+2,472$4.04F3+$9,998583,531Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.2299 to $4.0993 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.04 to $4.1699 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)