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Solomon Kenneth A's Form 4 filing

LiveOne, Inc. (LVO) · filed Jul 1, 2026

Accession no.
0001213900-26-074507
Filed
Jul 1, 2026, 7:51 PM ET
Trade date
Jun 29, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 4 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Solomon Kenneth ACIK 0001781934Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 29, 2026Common Stock, $0.001 par valueMOption exerciseAcquired+3,279–F1–10,632Direct
Jun 29, 2026Common Stock, $0.001 par valueMOption exerciseAcquired+9,523–F1–20,155Direct
Jun 29, 2026Common Stock, $0.001 par valueMOption exerciseAcquired+6,369–F1–26,524Direct
Jun 29, 2026Common Stock, $0.001 par valueMOption exerciseAcquired+22,266–F1–48,790Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 29, 2026Common Stock, $0.001 par valueMOption exerciseDisposed−3,279$0.00$00Direct
Jun 29, 2026Common Stock, $0.001 par valueMOption exerciseDisposed−9,523$0.00$00Direct
Jun 29, 2026Common Stock, $0.001 par valueMOption exerciseDisposed−6,369$0.00$00Direct
Jun 29, 2026Common Stock, $0.001 par valueMOption exerciseDisposed−22,266$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis.

Referenced by the price of 4 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)