Batista de Lima Filho Pedro's Form 4 filing
AXIA Energia S.A. (AXIAY) · filed Jun 2, 2026
- Accession no.
- 0001213900-26-064328
- Filed
- Jun 2, 2026
- Trade date
- May 29, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 14 non-derivative transactions and 6 derivative transactions. Open-market purchases total $13.3M. Open-market sales total $23.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Batista de Lima Filho PedroCIK 0002121444 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 29, 2026 | Common Shares | SSaleDisposed | −717,800 | $9.93F1 | −$7,127,754 | 756,600 | Indirect | |
| May 29, 2026 | Common Shares | PPurchaseAcquired | +69,700 | $9.98F3 | +$695,606 | 803,050 | Indirect | |
| May 29, 2026 | Common Shares | SSaleDisposed | −14,500 | $9.98F5 | −$144,710 | 53,152 | Indirect | |
| May 29, 2026 | Common Shares | SSaleDisposed | −19,000 | $9.98F5 | −$189,620 | 70,002 | Indirect | |
| May 29, 2026 | Common Shares | SSaleDisposed | −219,900 | $9.93F1 | −$2,183,607 | 217,800 | Indirect | |
| May 29, 2026 | Common Shares | PPurchaseAcquired | +19,200 | $9.98F3 | +$191,616 | 237,000 | Indirect | |
| May 29, 2026 | Common Shares | SSaleDisposed | −36,200 | $9.98F5 | −$361,276 | 451,946 | Indirect | |
| May 29, 2026 | Class "B1" Preferred Shares | SSaleDisposed | −893,600 | $10.84F10 | −$9,686,624 | 14,233,800 | Indirect | |
| May 29, 2026 | Class "B1" Preferred Shares | PPurchaseAcquired | +1,056,700 | $10.84F11 | +$11,454,628 | 5,934,100 | Indirect | |
| May 29, 2026 | Class "B1" Preferred Shares | PPurchaseAcquired | +32,800 | $10.84F11 | +$355,552 | 281,450 | Indirect | |
| May 29, 2026 | Class "B1" Preferred Shares | PPurchaseAcquired | +43,200 | $10.84F11 | +$468,288 | 370,273 | Indirect | |
| May 29, 2026 | Class "B1" Preferred Shares | SSaleDisposed | −13,900 | $10.89F12 | −$151,371 | 4,468,376 | Indirect | |
| May 29, 2026 | Class "B1" Preferred Shares | PPurchaseAcquired | +13,300 | $10.84F11 | +$144,172 | 4,481,676 | Indirect | |
| May 29, 2026 | Class "B1" Preferred Shares | SSaleDisposed | −334,300 | $10.84F13 | −$3,623,812 | 4,161,477 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 29, 2026 | Common Shares | SSaleDisposed | −68,200 | $9.58F14 | −$653,356 | 4,794,630 | Indirect | |
| May 29, 2026 | Common Shares | PPurchaseAcquired | +145,400 | $9.58F15 | +$1,392,932 | 1,696,166 | Indirect | |
| May 29, 2026 | Common Shares | SSaleDisposed | −16,700 | $9.58F14 | −$159,986 | 61,398 | Indirect | |
| May 29, 2026 | Common Shares | SSaleDisposed | −22,000 | $9.58F14 | −$210,760 | 80,686 | Indirect | |
| May 29, 2026 | Common Shares | PPurchaseAcquired | +68,200 | $9.58F15 | +$653,356 | 1,505,608 | Indirect | |
| May 29, 2026 | Common Shares | SSaleDisposed | −106,700 | $9.58F14 | −$1,022,186 | 1,328,912 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA Energia S.A. ("AXIA"), any security holder of AXIA, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $52.19 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of March 31, 2026 (the most recently published quarterly rate, applicable to transactions through June 30, 2026), at a rate of 5.2540 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price. The weighted average price, $52.43 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of March 31, 2026 (the most recently published quarterly rate, applicable to transactions through June 30, 2026), at a rate of 5.2540 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $52.43 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of March 31, 2026 (the most recently published quarterly rate, applicable to transactions through June 30, 2026), at a rate of 5.2540 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Referenced by the price of 3 transactions in Table I.
- F10
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $56.96 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of March 31, 2026 (the most recently published quarterly rate, applicable to transactions through June 30, 2026), at a rate of 5.2540 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price. The weighted average price, $56.93 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of March 31, 2026 (the most recently published quarterly rate, applicable to transactions through June 30, 2026), at a rate of 5.2540 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Referenced by the price of 4 transactions in Table I.
- F12
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $57.23 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of March 31, 2026 (the most recently published quarterly rate, applicable to transactions through June 30, 2026), at a rate of 5.2540 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $56.93 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of March 31, 2026 (the most recently published quarterly rate, applicable to transactions through June 30, 2026), at a rate of 5.2540 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $50.35 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of March 31, 2026 (the most recently published quarterly rate, applicable to transactions through June 30, 2026), at a rate of 5.2540 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Referenced by the price of 4 transactions in Table II.
- F15
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price. The weighted average price, $50.35 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of March 31, 2026 (the most recently published quarterly rate, applicable to transactions through June 30, 2026), at a rate of 5.2540 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Referenced by the price of 2 transactions in Table II.