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Smith Brian P.'s Form 4 filing

Sound Point Alternative Income Fund · filed May 6, 2026

Accession no.
0001213900-26-052651
Filed
May 6, 2026
Trade date
Apr 20-28, 2026
Filing delay
16 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $392.9K. It was filed 16 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Brian P.CIK 0001987638Director, Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 21, 2026SAFTXPPurchaseAcquired+3,762.7$20.00+$75,2543,762.7Direct
Apr 20, 2026SAFTXPPurchaseAcquired+13,380.75$20.00+$267,61517,143.45Direct
Apr 28, 2026SAFTXPPurchaseAcquired+2,500$20.00+$50,00019,643.45Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)