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Broadwood Partners, L.P.'s Form 4 filing

Staar Surgical Co (STAA) · filed Jan 8, 2026

Accession no.
0001213900-26-002643
Filed
Jan 8, 2026, 7:31 PM ET
Trade date
Jan 6-8, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions. Open-market purchases total $8.82M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Broadwood Partners, L.P.CIK 000127838610% Owner
Broadwood Capital IncCIK 000127838710% Owner
Bradsher Neal CCIK 000127838810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 6, 2026Common StockPPurchaseAcquired+186,946$21.01F2+$3,927,941.115,206,437Direct
Jan 6, 2026Common StockPPurchaseAcquired0$0.00$015,206,437Indirect
Jan 6, 2026Common StockPPurchaseAcquired+150,000$22.38F3+$3,356,34015,356,437Direct
Jan 6, 2026Common StockPPurchaseAcquired0$0.00$015,356,437Indirect
Jan 7, 2026Common StockPPurchaseAcquired+66,467$22.00F4+$1,462,300.5915,422,904Direct
Jan 7, 2026Common StockPPurchaseAcquired0$0.00$015,422,904Indirect
Jan 8, 2026Common StockPPurchaseAcquired+3,240$21.94F5+$71,082.0415,426,144Direct
Jan 8, 2026Common StockPPurchaseAcquired0$0.00$015,426,144Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This constitutes the weighted average purchase price. The prices range from $20.92 to $21.09. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

This constitutes the weighted average purchase price. The prices range from $21.97 to $22.58. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

This constitutes the weighted average purchase price. The prices range from $21.81 to $22.09. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This constitutes the weighted average purchase price. The prices range from $21.86 to $21.97. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)