Cantor Fitzgerald, L. P.'s Form 4 filing
GCM Grosvenor Inc. (GCMG) · filed Nov 18, 2025
- Accession no.
- 0001213900-25-112314
- Filed
- Nov 18, 2025, 9:16 PM ET
- Trade date
- Nov 17, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cantor Fitzgerald, L. P.CIK 0001024896 | 10% Owner |
| CF Group Management IncCIK 0001251145 | 10% Owner |
| CF Finance Holdings LLCCIK 0001761061 | 10% Owner |
| CF GCM Investor, LLCCIK 0001834206 | 10% Owner |
| Lutnick BrandonCIK 0002048880 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2025 | Class A common stock | SSaleDisposed | −33,358 | $0.01 | −$333.58 | 1,766,642 | Indirect | |
| Nov 17, 2025 | Class A common stock | JOtherDisposed | −1,766,642 | –F1 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On November 17, 2025, CF Finance Holdings, LLC ("Holdings") sold 33,358 warrants in GCM Grosvenor, Inc. ("GCMG") at an average price of $0.01 per warrant and the remaining 1,766,642 warrants held by Holdings and CF GCM Investor, LLC ("Investor") expired.
Referenced by the price of 1 transaction in Table II.