Kotaieva Anastasiia's Form 4 filing
T3 Defense Inc. (DFNS) · filed Oct 10, 2025
- Accession no.
- 0001213900-25-098218
- Filed
- Oct 10, 2025
- Trade date
- Oct 7-9, 2025
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kotaieva AnastasiiaCIK 0002045096 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 8, 2025 | Common Stock, $0.0001 par value per share | PPurchaseAcquired | +117,568 | –F1 | – | 587,520 | Indirect | |
| Oct 9, 2025 | Common Stock, $0.0001 par value per share | PPurchaseAcquired | +259,864 | –F2 | – | 847,384 | Indirect | |
| Oct 9, 2025 | Common Stock, $0.0001 par value per share | PPurchaseAcquired | +999,989 | –F3 | – | 1,847,373 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 7, 2025 | Common | PPurchaseAcquired | +1,000,000 | $0.00 | $0 | 1,501,424 | Indirect | |
| Oct 8, 2025 | Common | XIn-the-money exerciseDisposed | −150,000 | –F1 | – | 1,351,424 | Indirect | |
| Oct 9, 2025 | Common | XIn-the-money exerciseDisposed | −351,424 | –F2 | – | 1,000,000 | Indirect | |
| Oct 9, 2025 | Common | XIn-the-money exerciseDisposed | −1,000,000 | –F3 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares issued upon exercise (on a cashless basis) of a warrant issued in June 2024 to X Group Family of Funds Limited Partnership for 150,000 shares (after giving effect to a reverse split implemented in October 2024). Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
Shares issued upon exercise (on a cashless basis) of a warrant issued in November 2024 to X Group Family of Funds Limited Partnership for 351,424 shares. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Shares issued upon exercise (on a cashless basis) of a pre-funded warrant issued in August 2025 to an unrelated third party for a total of 1,702,088 shares and assigned on October 7, 2025 to X Group Family of Funds Limited Partnership. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.