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Adamczyk Bradford Thomas's Form 4 filing

Applied Energetics, Inc. (AERG) · filed Sep 23, 2025

Accession no.
0001213900-25-090689
Filed
Sep 23, 2025, 5:08 PM ET
Trade date
Sep 19, 2025
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $15.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Adamczyk Bradford ThomasCIK 0001728043Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 19, 2025Common Stock, par value $0.001 per shareMOption exerciseAcquired+10,000$0.07+$700681,482Direct
Sep 19, 2025Common Stock, par value $0.001 per shareSSaleDisposed−10,000$1.50−$15,000671,482Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 19, 2025Common Stock, par value $.001 per shareMOption exerciseDisposed−10,000–F2–1,350,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Options were issued in exchange for services rendered as an officer and director of the company.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)