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Klamkin Jonathan's Form 4 filing

Aeluma, Inc. (ALMU) · filed Aug 14, 2025

Accession no.
0001213900-25-076943
Filed
Aug 14, 2025
Trade date
Jul 1-Aug 14, 2025
Filing delay
44 daysLate
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.83M. It was filed 44 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001213900-25-086275 (Sep 9, 2025). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Klamkin JonathanCIK 0001869626Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2025Common StockJOtherAcquired+2,403$16.37+$39,337.111,629,398Direct
Aug 14, 2025Common StockSSaleDisposed−150,000$18.85F4−$2,827,5001,479,398Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2025Common StockJOtherAcquired+6,253$16.37+$102,361.61326,253Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

These shares were sold in multiple transactions at prices ranging from $18.84520 to $18.85230. The price reported above reflects the weighted average sale price. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)