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Adamczyk Bradford Thomas's Form 4 filing

Applied Energetics, Inc. (AERG) · filed Jul 17, 2025

Accession no.
0001213900-25-065149
Filed
Jul 17, 2025, 4:11 PM ET
Trade date
Jun 12-Jul 15, 2025
Filing delay
35 daysLate
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.3K. It was filed 35 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Adamczyk Bradford ThomasCIK 0001728043Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 15, 2025Common Stock, par value $0.001 per shareMOption exerciseAcquired+10,000$0.07+$700681,482Direct
Jul 15, 2025Common Stock, par value $0.001 per shareSSaleDisposed−10,000$2.33F1−$23,300671,482Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 12, 2025Common Stock, par value $.001 per shareMOption exerciseDisposed−10,000–F3–1,370,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.82 to $1.99, on July 15, 2025. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

Options were issued in exchange for services rendered as an officer and director of the company.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)