Grunewald Robert's Form 4 filing
Flat Rock Opportunity Fund · filed Jul 1, 2025
- Accession no.
- 0001213900-25-060344
- Filed
- Jul 1, 2025
- Trade date
- Jun 30, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $100.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grunewald RobertCIK 0001531090 | Director, Officer (CEO), Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2025 | Common Shares of Beneficial Interest | PPurchaseAcquired | +5,720.82 | $17.48 | +$99,999.93 | 132,161.91 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. Grunewald is a control person of Flat Rock Global, LLC, which is the investment adviser of the issuer.