Broderick Christopher's Form 4/A amendment
AmendedCIRCLE8 Group Inc (CIRC) · filed Jun 25, 2025
- Accession no.
- 0001213900-25-057890
- Filed
- Jun 25, 2025
- Trade date
- Jan 7, 2025
- Filing delay
- 169 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jan 8, 2025
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 169 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broderick ChristopherCIK 0001638026 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2025 | Common Stock, $.0001 par value | PPurchaseAcquired | +577,171 | $0.00 | $0 | 2,004,237 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2025 | Common Stock | AGrant or awardAcquired | +577,171 | $0.00 | $0 | 577,171 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The underlying shares of common stock to these restricted stock units ("RSUs") were issued in error and returned to the issuer pursuant to Rule 16b-3(e).