Dodd Richard H.'s Form 4 filing
Axiom Intelligence Acquisition Corp 1 (AXIN) · filed Jun 24, 2025
- Accession no.
- 0001213900-25-057414
- Filed
- Jun 24, 2025, 9:00 PM ET
- Trade date
- Jun 20, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $4.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dodd Richard H.CIK 0002061511 | Director, 10% Owner |
| Ward Douglas EdwardCIK 0002062059 | Director, Officer (Chief Executive Officer), 10% Owner |
| Axiom Intelligence Holdings 1 LLCCIK 0002061467 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2025 | Class A Ordinary Shares | PPurchaseAcquired | +400,000 | $10.00 | +$4,000,000 | 400,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2025 | Class A ordinary shares | PPurchaseAcquired | +40,000 | –F3 | – | 400,000 | Direct | |
| Jun 20, 2025 | Class A ordinary shares | JOtherDisposed | −41,666 | $0.004 | −$166.66 | 6,666,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the 40,000 Class A ordinary shares which may be acquired by the Sponsor upon the conversion of 400,000 rights (included in the Sponsor's private placement units) upon consummation of the registrant's initial business combination. As described in the Registration Statement under the heading "Description of Securities--Share Rights," each right will automatically convert into one-tenth (1/10) of one Class A ordinary share upon consummation of the Issuer's initial business combination, subject to certain adjustments described therein and have no expiration date. No fractional Class A ordinary shares will be issued upon conversion of such rights.
Referenced by the price of 1 transaction in Table II.