Stilwell Joseph's Form 4 filing
Wheeler Real Estate Investment Trust, Inc. (WHLR) · filed Jun 13, 2025
- Accession no.
- 0001213900-25-054414
- Filed
- Jun 13, 2025, 7:00 PM ET
- Trade date
- Jun 11-12, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 6 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stilwell JosephCIK 0001113303 | Director, 10% Owner |
| Stilwell Associates, L.P.CIK 0000913960 | 10% Owner |
| Stilwell Value LLCCIK 0001397076 | 10% Owner |
| Stilwell Value Partners VII, L.P.CIK 0001555931 | 10% Owner |
| Stilwell Activist Fund, L.P.CIK 0001564452 | 10% Owner |
| Stilwell Activist Investments, L.P.CIK 0001573720 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2025 | Common Stock | CConversionAcquired | +405,580 | $2.82 | +$1,143,451.69 | 405,812 | Indirect | |
| Jun 11, 2025 | Common Stock | CConversionAcquired | +42,564 | $2.82 | +$120,000.69 | 42,599 | Indirect | |
| Jun 11, 2025 | Common Stock | CConversionAcquired | +88,333 | $2.82 | +$249,037.23 | 88,399 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2025 | Common Stock | CConversionDisposed | −405,580 | –F8 | – | – | Indirect | |
| Jun 11, 2025 | Common Stock | CConversionDisposed | −42,564 | –F8 | – | – | Indirect | |
| Jun 11, 2025 | Common Stock | CConversionDisposed | −88,333 | –F8 | – | – | Indirect | |
| Jun 12, 2025 | Common Stock | SSaleDisposed | 0 | $33.23 | −$438,355.9 | 69,306 | Indirect | |
| Jun 12, 2025 | Common Stock | SSaleDisposed | 0 | $33.23 | −$62,897.58 | 9,944 | Indirect | |
| Jun 12, 2025 | Common Stock | SSaleDisposed | 0 | $33.23 | −$80,208.53 | 12,683 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F8
On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.
Referenced by the price of 3 transactions in Table II.