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Williams Mark's Form 4 filing

EON Resources Inc. (EONR) · filed Jun 2, 2025

Accession no.
0001213900-25-050114
Filed
Jun 2, 2025, 5:02 PM ET
Trade date
May 8-13, 2025
Filing delay
25 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 derivative transactions. It was filed 25 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Williams MarkCIK 0002010721Officer (VP of Finance and Admin)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 8, 2025Class A Common StockJOtherDisposed−75,000–F1–0Direct
May 8, 2025Class A Common StockJOtherAcquired+800,000–F1––Direct
May 13, 2025Class A Common StockSSaleDisposed−800,000$200,000.00F3––DirectPrice outlier

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On May 8, 2025, EON Resources Inc. (the "Issuer") entered into an Exchange Agreement with the reporting person, pursuant to which the Issuer issued to the reporting person a convertible promissory note due January 31, 2028 in the principal amount of $100,000 (the "Convertible Note") in exchange for 100,000 redeemable warrants (each exercisable to purchase three-quarters of a share of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer at $11.50 per share, subject to adjustment) and a promissory note due March 8, 2029 in the principal amount of $100,000.

Referenced by the price of 2 transactions in Table II.

F3

On May 13, 2025, the reporting person agreed to sell and transfer the Convertible Note in a private transaction for $200,000.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)