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Delshad Jim's Form 4 filing

Neonc Technologies Holdings, Inc. (NTHI) · filed May 19, 2025

Accession no.
0001213900-25-045603
Filed
May 19, 2025
Trade date
Mar 26-May 12, 2025
Filing delay
54 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $37.2K. It was filed 54 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Delshad JimCIK 0001605790Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 26, 2025Common StockPPurchaseAcquired+50$16.05F1+$802.550,260Direct
Apr 17, 2025Common StockPPurchaseAcquired+50$6.92+$34650,310Direct
May 12, 2025Common StockPPurchaseAcquired+5,000$7.22F2+$36,10055,310Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average purchase price. The Shares were purchased at prices ranging from $17.50 to $15.14 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

Referenced by the price of 1 transaction in Table I.

F2

Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.38 to $6.99 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)