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Tech Eric M.'s Form 4 filing

Spruce Power Holding Corp (SPRU) · filed Mar 31, 2025

Accession no.
0001213900-25-025849
Filed
Mar 31, 2025, 9:45 AM ET
Trade date
Mar 15, 2023-Aug 12, 2024
Filing delay
747 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $6.96K. It was filed 747 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tech Eric M.CIK 0001552112Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2023Common StockSSaleDisposed−8,560$0.8125F2−$6,955144,018Direct
May 29, 2024Common StockFTax withholdingDisposed−8,772$0.4388−$3,849.15144,018Direct
Aug 12, 2024Common StockAGrant or awardAcquired+48,232$0.00$0144,018Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Reflects an adjustment for the 1 to 8 reverse stock split of the Issuer's common stock, effectuated on October 6, 2023.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)