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Hlibowicki Wojciech's Form 4 filing

RUM Group Inc. (RUM) · filed Feb 11, 2025

Accession no.
0001213900-25-012454
Filed
Feb 11, 2025, 9:42 PM ET
Trade date
Feb 7, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $51.9M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hlibowicki WojciechCIK 0001947979Officer (Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 7, 2025Class A Common Stock, par value $0.0001 per shareCConversionAcquired+3,096,802$0.00$03,096,802Indirect
Feb 7, 2025Class C Common Stock, par value $0.0001 per shareJOtherDisposed−3,096,802$0.00$01,522,030Indirect
Feb 7, 2025Class A Common Stock, par value $0.0001 per shareMOption exerciseAcquired+3,817,165$0.03+$114,514.953,821,757Direct
Feb 7, 2025Class A Common Stock, par value $0.0001 per shareSSaleDisposed−3,096,802$7.50−$23,226,0150Indirect
Feb 7, 2025Class A Common Stock, par value $0.0001 per shareSSaleDisposed−3,817,165$7.50−$28,628,737.54,592Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 7, 2025Class A Common Stock, par value $0.0001 per shareCConversionDisposed−3,096,802$0.00$01,522,030Indirect
Feb 7, 2025Class A Common Stock, par value $0.0001 per shareMOption exerciseDisposed−3,817,165$0.00$06,645,476Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The transactions contemplated by this Form 4 were approved by the Company's Board of Directors for purposes of the exemption under Rule 16b-3 promulgated under the Securities Exchange Act of 1934, as amended.

Read the full filing on SEC EDGAR (opens in a new tab)