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Finnegan Charles's Form 4 filing

FlowStone Opportunity Fund · filed Feb 4, 2025

Accession no.
0001213900-25-010029
Filed
Feb 4, 2025
Trade date
Jan 6, 2025
Filing delay
29 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $100.0K. It was filed 29 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Finnegan CharlesCIK 0001908400Officer (Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 6, 2025Class I Common StockPPurchaseAcquired+5,605$17.84+$99,993.25,605Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

On January 6, 2025, the Reporting Person made an investment of $100,000 in the issuer. The amount of shares purchased, the price, and the amount of shares beneficially owned after the transaction, are estimated due to the timing of the calculation of the issuer's net asset value

Read the full filing on SEC EDGAR (opens in a new tab)