Chicago Pacific Founders UGP III, LLC's Form 4 filing
P3 Health Partners Inc. (PIII) · filed Jan 31, 2025
- Accession no.
- 0001213900-25-009004
- Filed
- Jan 31, 2025, 7:05 PM ET
- Trade date
- Dec 12, 2024
- Filing delay
- 50 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 derivative transaction. It was filed 50 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chicago Pacific Founders UGP III, LLCCIK 0001975658 | 10% Owner |
| Chicago Pacific Founders GP III, L.P.CIK 0001975828 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2024 | Class A Common Stock | PPurchaseAcquired | +71,406,480 | $0.00F4 | $0 | 71,406,480 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The warrants were issued in connection with a promissory note issued by the P3 LLC to VBC providing for a financing in several tranches up to an aggregate of $25 million.
Referenced by the price of 1 transaction in Table II.