Bailey Mark F. Sr.'s Form 4 filing
Zoomcar Holdings, Inc. (ZCAR) · filed Dec 4, 2024
- Accession no.
- 0001213900-24-105626
- Filed
- Dec 4, 2024
- Trade date
- Nov 5, 2024
- Filing delay
- 29 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market purchases total $788.0K. It was filed 29 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bailey Mark F. Sr.CIK 0002029429 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2024 | Common Stock | PPurchaseAcquired | +184,112 | $4.28F1 | +$787,999.36 | 1,534,496 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2024 | Common Stock | PPurchaseAcquired | +400,000 | $4.28F1 | +$1,712,000 | 400,000 | Direct | |
| Nov 5, 2024 | Common Stock | PPurchaseAcquired | +1,168,224 | –F1 | – | 1,168,224 | Direct | |
| Nov 5, 2024 | Common Stock | PPurchaseAcquired | 0 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Purchased at a per-unit price of $4.28 (each unit consisting of one share of common stock, two Series A Warrants and one Series B Warrant) (or in the case of Pre-Funded Warrants, the per unit price was $4.28 less $0.0001 for each Pre-Funded Warrant purchased).
Referenced by the price of 1 transaction in Table I and 3 transactions in Table II.