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Stilwell Joseph's Form 4 filing

Wheeler Real Estate Investment Trust, Inc.WHLR · filed Nov 18, 2024

Accession no.
0001213900-24-099656
Filed
Nov 18, 2024, 4:20 PM ET
Trade date
Nov 14, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stilwell JosephCIK 0001113303Director, 10% Owner
Stilwell Associates, L.P.CIK 000091396010% Owner
Stilwell Value LLCCIK 000139707610% Owner
Stilwell Value Partners VII, L.P.CIK 000155593110% Owner
Stilwell Activist Fund, L.P.CIK 000156445210% Owner
Stilwell Activist Investments, L.P.CIK 000157372010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 14, 2024Common StockSSaleDisposed−20$24.01−$1,211,538.4950,724Indirect
Nov 14, 2024Common StockSSaleDisposed−2$24.01−$173,910.337,282Indirect
Nov 14, 2024Common StockSSaleDisposed−2$24.01−$175,038.687,328Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

All share amounts and other data in this Form 4 are as of November 18, 2024, but prior to the effectiveness of a one-for-two reverse stock split of the Issuer's common stock, previously announced by the Issuer, to be effective at 5:00 p.m. Eastern Time on November 18, 2024, and do not reflect such reverse stock split.

Read the full filing on SEC EDGAR (opens in a new tab)