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Chan I-Tseng Jenny's Form 4 filing

RYTHM, Inc. (RYM) · filed Nov 7, 2024

Accession no.
0001213900-24-095557
Filed
Nov 7, 2024
Trade date
Nov 5, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chan I-Tseng JennyCIK 000200946110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 5, 2024Common StockSSaleDisposed−67,997–F3–0Indirect
Nov 5, 2024Common StockSSaleDisposed−67,997–F3–0Indirect
Nov 5, 2024Common StockSSaleDisposed−67,997–F3–0Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 5, 2024Pre-Funded Warrants (right to buy)SSaleDisposed−5,069,162–F3–0Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

There was no per share purchase price, and the assets included other consideration aside from the Reporting Person's equity. The total purchase price paid by the buyer to all sellers was $18,280,000.00.

Referenced by the price of 3 transactions in Table I and 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)