Gundlach Andrew's Form 4 filing
Merlin, Inc. (MRLN) · filed Nov 6, 2024
- Accession no.
- 0001213900-24-094990
- Filed
- Nov 6, 2024, 4:10 PM ET
- Trade date
- Nov 4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $4.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gundlach AndrewCIK 0002031329 | Director, Officer (Chief Executive Officer), 10% Owner |
| Combes MichelCIK 0001708849 | 10% Owner |
| Bleichroeder Sponsor 1 LLCCIK 0002031321 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2024 | Class A ordinary shares | PPurchaseAcquired | +425,000 | $10.00 | +$4,250,000 | 425,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2024 | Class A ordinary shares | JOtherDisposed | −1,250,000 | $0.00 | $0 | 8,333,333 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.