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Yan Yin's Form 4 filing

Bio Essence Corp (BIOE) · filed Oct 10, 2024

Accession no.
0001213900-24-087036
Filed
Oct 10, 2024
Trade date
Sep 25-30, 2024
Filing delay
15 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $106.8K. It was filed 15 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yan YinCIK 0001990397Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 25, 2024Common StockSSaleDisposed−50,000$0.70−$35,00013,726,035Direct
Sep 26, 2024Common StockSSaleDisposed−40,000$1.67−$66,80013,686,035Direct
Sep 27, 2024Common StockSSaleDisposed−200$1.69−$33813,685,835Direct
Sep 30, 2024Common stockSSaleDisposed−1,990$2.35−$4,676.513,683,845Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)