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Yan Yin's Form 4/A amendment

Amended

Bio Essence Corp (BIOE) · filed Oct 10, 2024

Accession no.
0001213900-24-086923
Filed
Oct 10, 2024
Trade date
Jul 2-5, 2024
Filing delay
100 days
Rule 10b5-1 plan
Not checked
Original filed
Jul 17, 2024

This filing lists 3 non-derivative transactions. Open-market sales total $1.93M. It was filed 100 days after the trade.

This amendment replaces 0001213900-24-062097 (filed Jul 17, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yan YinCIK 0001990397Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 2, 2024Common StockSSaleDisposed−50,000$7.83−$391,50013,950,000Direct
Jul 3, 2024Common StockSSaleDisposed−100,000$8.78−$878,00013,850,000Direct
Jul 5, 2024Common StockSSaleDisposed−73,965$8.94−$661,247.113,776,035Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.