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Stockton Ltd's Form 4 filing

CDT Equity Inc. (CDT) · filed Oct 7, 2024

Accession no.
0001213900-24-086022
Filed
Oct 7, 2024, 7:38 PM ET
Trade date
Oct 3-7, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $393.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stockton LtdCIK 000199417610% Owner
Nirland LtdCIK 000199418810% Owner
Dovet LtdCIK 000199420910% Owner
Rowland Master TrustCIK 000199431410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 3, 2024Common Stock, par value $0.0001 per shareSSaleDisposed−1,500,000$0.1043−$156,4508,400,000Direct
Oct 4, 2024Common Stock, par value $0.0001 per shareSSaleDisposed−1,368,991$0.1026−$140,458.487,031,009Direct
Oct 7, 2024Common Stock, par value $0.0001 per shareSSaleDisposed−939,009$0.1028−$96,530.136,092,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)