GWG Wind Down Trust's Form 4/A amendment
AmendedBeneficient (BENF) · filed Oct 7, 2024
- Accession no.
- 0001213900-24-085914
- Filed
- Oct 7, 2024
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 7, 2024
This filing lists no transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $337.0K.
This amendment restates part of 0001213900-24-085847 (filed Oct 7, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GWG Wind Down TrustCIK 0001986039 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001213900-24-085847 (filed Oct 7, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2024 | Class A Common Stock, $0.001 par value | SSaleDisposed | −188,292 | $1.79F1 | −$337,042.68 | 348,183 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $2.02, inclusive. The Reporting Person undertakes to provide to Beneficient, any security holder of Beneficient, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
The original filing is being amended to indicate that the reporting person is no longer subject to Section 16 as it relates to the Issuer.