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Szoke Thomas Robert's Form 4 filing

authID Inc. (AUID) · filed Sep 11, 2024

Accession no.
0001213900-24-077726
Filed
Sep 11, 2024
Trade date
Sep 5-11, 2024
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $32.3K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Szoke Thomas RobertCIK 0001620625Director, Officer (Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 11, 2024Common Stock, $0.0001 par value per shareSSaleDisposed−800$8.05F3−$6,44022,619Direct
Sep 10, 2024Common Stock, $0.0001 par value per shareSSaleDisposed−3,000$8.11F3−$24,33023,419Direct
Sep 5, 2024Common Stock, $0.0001 par value per shareSSaleDisposed−200$7.88−$1,57626,419Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Reflects the weighted average purchase price. The range of prices for such transactions is $8.10 to $8.14 for September 10, 2024 and $8.01 to $8.10 for September 11, 2024. Open market sales transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)