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Donaghey Christopher Wayne's Form 4 filing

Applied Energetics, Inc. (AERG) · filed Jun 5, 2024

Accession no.
0001213900-24-050098
Filed
Jun 5, 2024
Trade date
Jun 3, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $65.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Donaghey Christopher WayneCIK 0001953387Officer (CFO/COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 3, 2024Common Stock, par value $0.001 per shareSSaleDisposed−35,000$1.86F1−$65,10098,559Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.83 to $1.88. The reporting person undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Remarks

Mr. Donaghey also holds options to purchase 1,350,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.

Read the full filing on SEC EDGAR (opens in a new tab)