Rosenthal Saul B's Form 4 filing
Oxford Lane Capital Corp. (OXLC) · filed May 29, 2024
- Accession no.
- 0001213900-24-047259
- Filed
- May 29, 2024
- Trade date
- May 28, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $25.0M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenthal Saul BCIK 0001268529 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 28, 2024 | Common Stock | PPurchaseAcquired | +2,315,000 | $5.40 | +$12,501,000 | 2,514,887 | Direct | |
| May 28, 2024 | Common Stock | PPurchaseAcquired | +2,315,000 | $5.40 | +$12,501,000 | 2,315,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.