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Grumhaus David D Jr.'s Form 4 filing

DTF Tax-Free Income 2028 Term Fund Inc (DTF) · filed Apr 11, 2024

Accession no.
0001213900-24-032287
Filed
Apr 11, 2024
Trade date
Apr 9-10, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $26.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Grumhaus David D Jr.CIK 0001611309Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 9, 2024Common stockPPurchaseAcquired+6$10.77+$64.622,513.6Direct
Apr 10, 2024Common stockPPurchaseAcquired+2,500$10.70+$26,7505,013.6Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)