Shakil Ian's Form 4/A amendment
AmendedAugmedix, Inc. (AUGX) · filed Apr 9, 2024
- Accession no.
- 0001213900-24-031697
- Filed
- Apr 9, 2024
- Trade date
- Mar 28, 2024
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Apr 1, 2024
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $129.9K. It was filed 12 days after the trade.
This amendment replaces 0001213900-24-029014 (filed Apr 1, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shakil IanCIK 0001826129 | Director, Officer (CHIEF STRATEGY OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2024 | Common Stock | MOption exerciseDisposed | −31,994 | $0.64 | −$20,476.16 | 251,654 | Direct | |
| Mar 28, 2024 | Common Stock | SSaleDisposed | −31,994 | $4.06F2 | −$129,895.64 | 219,660 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2024 | Common Stock | MOption exerciseDisposed | −31,994 | $0.00 | $0 | 94,265 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed pursuant to a Rule 10b5-1 trading plan.
- F2
This transaction was executed in multiple trades ranging from $3.9400 to $4.1600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
Fully vested.