Ramolo Claudio's Form 4 filing
RUM Group Inc. (RUM) · filed Apr 3, 2024
- Accession no.
- 0001213900-24-029596
- Filed
- Apr 3, 2024, 8:45 AM ET
- Trade date
- Apr 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.15M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ramolo ClaudioCIK 0001947633 | Officer (Chief Content Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Class A Common Stock, par value $0.0001 per share | MOption exerciseAcquired | +300,000 | $0.03 | +$9,000 | 306,203 | Direct | |
| Apr 1, 2024 | Class A Common Stock, par value $0.0001 per share | SSaleDisposed | −300,000 | $7.18 | −$2,154,000 | 6,203 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Class A Common Stock, par value $0.0001 per share | MOption exerciseDisposed | −300,000 | $0.00 | $0 | 11,101,066 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.