Lupica John J's Form 4 filing
Chubb Ltd (CB) · filed Mar 21, 2024
- Accession no.
- 0001213900-24-024864
- Filed
- Mar 21, 2024
- Trade date
- Mar 19, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.92M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lupica John JCIK 0001527836 | Officer (Vice Chrm, Chubb Group*) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Common Shares | MOption exerciseAcquired | +25,479 | $114.78 | +$2,924,479.62 | 165,401.2 | Direct | |
| Mar 19, 2024 | Common Shares | SSaleDisposed | −23,474 | $258.82F2 | −$6,075,540.68 | 141,927.2 | Direct | |
| Mar 19, 2024 | Common Shares | SSaleDisposed | −2,005 | $259.49F3 | −$520,277.45 | 139,922.2 | Direct | |
| Mar 19, 2024 | Common Shares | SSaleDisposed | −3,998 | $258.36F4 | −$1,032,923.28 | 135,924.2 | Direct | |
| Mar 19, 2024 | Common Shares | SSaleDisposed | −4,987 | $259.64F5 | −$1,294,824.68 | 130,937.2 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Common Shares | MOption exerciseDisposed | −25,479 | $0.00 | $0 | 167,150 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The Common Shares reported herein as being sold were sold at a range of between $258.40 and $259.40 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Referenced by the price of 1 transaction in Table I.
- F3
The Common Shares reported herein as being sold were sold at a range of between $259.41 and $259.69 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Referenced by the price of 1 transaction in Table I.
- F4
The Common Shares reported herein as being sold were sold at a range of between $258.21 and $258.41 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Referenced by the price of 1 transaction in Table I.
- F5
The Common Shares reported herein as being sold were sold at a range of between $259.425 and $259.520 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Referenced by the price of 1 transaction in Table I.
Remarks
*and President, North America Insurance