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Kirk Randal J's Form 4 filing

Precigen, Inc. (PGEN) · filed Dec 29, 2023

Accession no.
0001213900-23-100214
Filed
Dec 29, 2023
Trade date
Dec 28, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $136.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kirk Randal JCIK 0001091823Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 28, 2023Common StockPPurchaseAcquired+96,686$1.41F1+$136,327.261,096,686Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On December 28, 2023, Parkview 2020 Limited Partnership ("Parkview 2020"), entered into a Stock Purchase Agreement with Jeffrey Kindler, a Director of the issuer, pursuant to which Parkview 2020 purchased from Mr. Kindler 96,686 shares of common stock of the issuer for an aggregate purchase price of $1.41, which purchase price was calculated based upon the closing price of the issuer's common stock on December 28, 2023.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)