Riley Bryant R's Form 4 filing
Paradium.AI, Inc. (PAAI) · filed Dec 4, 2023
- Accession no.
- 0001213900-23-092321
- Filed
- Dec 4, 2023, 7:00 AM ET
- Trade date
- Nov 30, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market sales total $21.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riley Bryant RCIK 0001207269 | 10% Owner |
| BRC Group Holdings, Inc.CIK 0001464790 | 10% Owner |
| B. Riley Securities, Inc.CIK 0001505748 | 10% Owner |
| B. Riley Principal Investments, LLCCIK 0001776226 | 10% Owner |
| BRF Investments, LLCCIK 0001880803 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −5,323,282 | $2.90 | −$15,437,517.8 | 0 | Indirect | |
| Nov 30, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −363,246 | $2.90 | −$1,053,413.4 | 0 | Indirect | |
| Nov 30, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −29,342 | $2.90 | −$85,091.8 | 0 | Indirect | |
| Nov 30, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,588,642 | $2.90 | −$4,607,061.8 | 0 | Direct | |
| Nov 30, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −23,232 | $2.90 | −$67,372.8 | 0 | Indirect | |
| Nov 30, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −25,809 | $2.90 | −$74,846.1 | 0 | Indirect | |
| Nov 30, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −23,232 | $2.90 | −$67,372.8 | 0 | Indirect | |
| Nov 30, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −23,232 | $2.90 | −$67,372.8 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.