Milnes Ryan's Form 4 filing
RUM Group Inc. (RUM) · filed Nov 29, 2023
- Accession no.
- 0001213900-23-091019
- Filed
- Nov 29, 2023
- Trade date
- Nov 27-29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.12M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Milnes RyanCIK 0001947993 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Class A Common Stock, par value $0.0001 per share | SSaleDisposed | −1,100,000 | $4.65 | −$5,115,000 | 36,491 | Indirect | |
| Nov 29, 2023 | Class A Common Stock, par value $0.0001 per share | CConversionAcquired | +1,100,000 | $0.00 | $0 | 1,136,491 | Indirect | |
| Nov 29, 2023 | Class C Common Stock, par value $0.0001 per share | JOtherDisposed | −1,100,000 | $0.00 | $0 | 48,054,401 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Class A Common Stock, par value $0.0001 per share | CConversionDisposed | −1,100,000 | $0.00 | $0 | 48,054,401 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.