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Riley Bryant R's Form 4 filing

Babcock & Wilcox Enterprises, Inc.BW · filed Nov 16, 2023

Accession no.
0001213900-23-087741
Filed
Nov 16, 2023, 9:23 AM ET
Trade date
Nov 14, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $182.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Riley Bryant RCIK 000120726910% Owner
BRC Group Holdings, Inc.CIK 000146479010% Owner
B. Riley Securities, Inc.CIK 000150574810% Owner
BRF Investments, LLCCIK 000188080310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 14, 2023Common Stock, $0.01 par value per sharePPurchaseAcquired+157,883$1.16F5+$182,907.467,602,348Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F5

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.14 to $1.16, inclusive. The Filing Persons undertake to provide the Commission, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)