Mullin Philip Blair's Form 4 filing
Cryomass Technologies, Inc. (CRYM) · filed Sep 29, 2023
- Accession no.
- 0001213900-23-080940
- Filed
- Sep 29, 2023, 2:30 PM ET
- Trade date
- Sep 26-29, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $1.07K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mullin Philip BlairCIK 0001809101 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2023 | Common Stock | PPurchaseAcquired | +1,666 | $0.088 | +$146.61 | 992,066 | Direct | |
| Sep 26, 2023 | Common Stock | PPurchaseAcquired | +10,334 | $0.089 | +$919.73 | 1,002,400 | Direct | |
| Sep 29, 2023 | Common Stock | MOption exerciseAcquired | +50,000 | $0.16 | +$8,000 | 1,052,400 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2023 | Common Stock | MOption exerciseDisposed | −50,000 | $0.16 | −$8,000 | 1,900,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.