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Stilwell Joseph's Form 4 filing

Wheeler Real Estate Investment Trust, Inc. (WHLR) · filed Sep 28, 2023

Accession no.
0001213900-23-080715
Filed
Sep 28, 2023, 9:44 PM ET
Trade date
Sep 26-27, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stilwell JosephCIK 0001113303Director, 10% Owner
Stilwell Associates, L.P.CIK 000091396010% Owner
Stilwell Value LLCCIK 000139707610% Owner
Stilwell Value Partners VII, L.P.CIK 000155593110% Owner
Stilwell Activist Fund, L.P.CIK 000156445210% Owner
Stilwell Activist Investments, L.P.CIK 000157372010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 26, 2023Common StockPPurchaseAcquired+535$68,893.00F8––IndirectPrice outlier
Sep 27, 2023Common StockPPurchaseAcquired+840$112,266.00F9––IndirectPrice outlier

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F8

The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $51.49 per $25 of aggregate principal amount.

Referenced by the price of 1 transaction in Table II.

F9

The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $53.46 per $25 of aggregate principal amount.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)