OppenheimerFunds, Inc.'s Form 4 filing
Invesco Commercial Real Estate Finance Trust, Inc. · filed Sep 15, 2023
- Accession no.
- 0001213900-23-077139
- Filed
- Sep 15, 2023, 8:15 PM ET
- Trade date
- Sep 5, 2023
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $70.0M. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| OppenheimerFunds, Inc.CIK 0000728889 | 10% Owner |
| Oppenheimer Acquisition CorpCIK 0000869013 | 10% Owner |
| Invesco Holding Co LtdCIK 0001464185 | 10% Owner |
| IVZ IncCIK 0001464186 | 10% Owner |
| Invesco Group Services, Inc.CIK 0001993081 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2023 | Class E Common Stock, $0.01 par value | PPurchaseAcquired | +700,000 | $25.00 | +$17,500,000 | 853,400 | Indirect | Duplicate filing |
| Sep 5, 2023 | Class I Common Stock, $0.01 par value | PPurchaseAcquired | +700,000 | $25.00 | +$17,500,000 | 853,400 | Indirect | Duplicate filing |
| Sep 5, 2023 | Class S Common Stock, $0.01 par value | PPurchaseAcquired | +700,000 | $25.00 | +$17,500,000 | 853,400 | Indirect | Duplicate filing |
| Sep 5, 2023 | Class D Common Stock, $0.01 par value | PPurchaseAcquired | +700,000 | $25.00 | +$17,500,000 | 853,400 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.