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Alon Zvi's Form 4 filing

Tigo Energy, Inc.TYGO · filed Sep 1, 2023

Accession no.
0001213900-23-073238
Filed
Sep 1, 2023, 4:15 PM ET
Trade date
Aug 30, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $166.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Alon ZviCIK 0001084951Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 30, 2023Common StockMOption exerciseAcquired+15,978$0.2571+$4,107.94189,891Direct
Aug 30, 2023Common StockSSaleDisposed−15,978$10.43F3−$166,650.54173,913Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 30, 2023Common StockMOption exerciseDisposed−15,978$0.00$0529,498Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.10 to $10.97.

Referenced by the price of 1 transaction in Table I.

Remarks

The reporting person undertakes to provide to Tigo Energy, Inc., any security holder of Tigo Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price, with respect to all transactions reported on this Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)