Correia Richard's Form 4 filing
Moneylion Inc. (ML) · filed Aug 17, 2023
- Accession no.
- 0001213900-23-068663
- Filed
- Aug 17, 2023
- Trade date
- Aug 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $102.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Correia RichardCIK 0001882338 | Officer (President, CFO and Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −6,693 | $16.46 | −$110,166.78 | 200,793 | Direct | |
| Aug 16, 2023 | Class A Common Stock | SSaleDisposed | −4,941 | $14.46F3 | −$71,446.86 | 195,852 | Direct | |
| Aug 17, 2023 | Class A Common Stock | SSaleDisposed | −2,058 | $14.83F4 | −$30,520.14 | 193,794 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The shares were sold in multiple trades at prices ranging from $14.3400 to $14.6950 per share, inclusive. The price reported in Column 4 reflects the weighted average price. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, MoneyLion Inc. or any security holder of MoneyLion Inc., upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold in multiple trades at prices ranging from $14.7200 to $15.0300 per share, inclusive. The price reported in Column 4 reflects the weighted average price. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, MoneyLion Inc. or any security holder of MoneyLion Inc., upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
On April 24, 2023, the Company effected a reverse stock split (the "Reverse Stock Split") of the Class A Common Stock pursuant to which every 30 shares of Class A Common Stock were automatically reclassified into one new share of Class A Common Stock. Proportionate adjustments were made to the Company's outstanding equity awards as well as the exercise, grant and acquisition prices of such equity awards, as applicable. Accordingly, all amounts of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.