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Chrystal John C's Form 4 filing

Moneylion Inc. (ML) · filed Aug 15, 2023

Accession no.
0001213900-23-067941
Filed
Aug 15, 2023
Trade date
Aug 11-15, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $48.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chrystal John CCIK 0001559369Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 11, 2023Class A Common StockPPurchaseAcquired+1,000$16.48F1+$16,48019,052Direct
Aug 14, 2023Class A Common StockPPurchaseAcquired+1,000$16.20+$16,20020,052Direct
Aug 15, 2023Class A Common StockPPurchaseAcquired+1,000$15.75+$15,75021,052Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares were purchased in multiple trades at prices ranging from $16.4100 to $16.5300 per share, inclusive. The price reported in Column 4 reflects the weighted average price. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, MoneyLion Inc. or any security holder of MoneyLion Inc., upon request, full information full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

On April 24, 2023, the Company effected a reverse stock split (the "Reverse Stock Split") of the Class A common stock pursuant to which every 30 shares of Class A common stock were automatically reclassified into one new share of Class A common stock. Proportionate adjustments were made to the Company's outstanding equity awards as well as the exercise, grant and acquisition prices of such equity awards, as applicable. Accordingly, all amounts of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read the full filing on SEC EDGAR (opens in a new tab)