Moore Andrew's Form 4/A amendment
AmendedBRC Group Holdings, Inc. (RILY) · filed Jul 27, 2023
- Accession no.
- 0001213900-23-060305
- Filed
- Jul 27, 2023
- Trade date
- Jun 30-Jul 26, 2023
- Filing delay
- 27 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jul 26, 2023
This filing lists 2 non-derivative transactions. Open-market purchases total $275.0K. It was filed 27 days after the trade.
This amendment replaces 0001213900-23-059876 (filed Jul 26, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moore AndrewCIK 0001746643 | Officer (CEO B. Riley Securities, Inc.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2023 | Common Stock | AGrant or awardAcquired | +543 | $39.08 | +$21,220.44 | 374,663 | Direct | |
| Jul 26, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $55.00 | +$275,000 | 379,663 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F2
This amended report is being filed to correct the date of the transaction. Represents stock purchased as part of public offering of common stock by the issuer.