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Riley Bryant R's Form 4 filing

Paradium.AI, Inc. (PAAI) · filed Jun 23, 2023

Accession no.
0001213900-23-051497
Filed
Jun 23, 2023, 9:30 PM ET
Trade date
Jun 21-23, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $887.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Riley Bryant RCIK 000120726910% Owner
BRC Group Holdings, Inc.CIK 000146479010% Owner
B. Riley Securities, Inc.CIK 000150574810% Owner
B. Riley Principal Investments, LLCCIK 000177622610% Owner
BRF Investments, LLCCIK 000188080310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 21, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+13,424$3.50+$46,9841,231,451Indirect
Jun 22, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+29,598$3.50+$103,5931,261,049Indirect
Jun 23, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+102,197$3.65F6+$372,661.361,363,246Indirect
Jun 23, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+100,000$3.64+$364,3501,588,642Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F6

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.49 to $3.65, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)