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Ledecky Jonathan J's Form 4 filing

Spruce Power Holding Corp (SPRU) · filed Jun 7, 2023

Accession no.
0001213900-23-047252
Filed
Jun 7, 2023
Trade date
Jun 5-6, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $9.39K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ledecky Jonathan JCIK 0001008382Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 5, 2023Common StockPPurchaseAcquired+1,192$0.81+$965.52313,996Direct
Jun 6, 2023Common StockPPurchaseAcquired+10,025$0.84F1+$8,421324,021Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.83 to $0.84. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)