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Xu Peixin's Form 4 filing

Cineverse Corp. (CNVS) · filed May 31, 2023

Accession no.
0001213900-23-044524
Filed
May 31, 2023, 5:17 PM ET
Trade date
Jan 13, 2020-Dec 21, 2022
Filing delay
1,234 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 22 non-derivative transactions. Open-market sales total $612.0K. It was filed 1234 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Xu PeixinCIK 0001705781Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 13, 2020Class A Common StockAGrant or awardAcquired+71,428$0.00$0146,140Direct
Feb 19, 2021Class A Common StockAGrant or awardAcquired+77,543$0.00$0223,683Direct
Nov 3, 2021Class A Common StockAGrant or awardAcquired+37,015$0.00$0260,698Direct
Sep 27, 2022Class A Common StockSSaleDisposed−204,752$0.4573F4−$93,633.0919,966,002Indirect
Sep 27, 2022Class A Common StockSSaleDisposed−55,248$0.4477F7−$24,734.5319,910,754Indirect
Sep 28, 2022Class A Common StockSSaleDisposed−92,621$0.445F9−$41,216.3519,818,133Indirect
Sep 28, 2022Class A Common StockSSaleDisposed−92,663$0.445F11−$41,235.0419,725,470Indirect
Sep 30, 2022Class A Common StockSSaleDisposed−344,948$0.4038F13−$139,29019,380,522Indirect
Sep 30, 2022Class A Common StockSSaleDisposed−345,052$0.4038F15−$139,33219,035,470Indirect
Nov 17, 2022Class A Common StockSSaleDisposed−50,000$0.4648F17−$23,24018,985,470Indirect
Nov 17, 2022Class A Common StockSSaleDisposed−50,000$0.4648F19−$23,24018,935,470Indirect
Nov 18, 2022Class A Common StockSSaleDisposed−25,200$0.4654F21−$11,728.0818,910,270Indirect
Nov 18, 2022Class A Common StockSSaleDisposed−25,200$0.4654F23−$11,728.0818,885,070Indirect
Nov 21, 2022Class A Common StockSSaleDisposed−31,000$0.4541F25−$14,077.118,854,070Indirect
Nov 21, 2022Class A Common StockSSaleDisposed−31,000$0.4541F27−$14,077.118,823,070Indirect
Nov 30, 2022Class A Common StockAGrant or awardAcquired+171,006$0.00$0431,704Direct
Dec 14, 2022Class A Common StockSSaleDisposed−8,500$0.48F30−$4,08018,814,570Indirect
Dec 14, 2022Class A Common StockSSaleDisposed−8,500$0.4801F32−$4,080.8518,806,070Indirect
Dec 20, 2022Class A Common StockSSaleDisposed−23,713$0.4215F34−$9,995.0318,782,357Indirect
Dec 20, 2022Class A Common StockSSaleDisposed−23,713$0.4215F36−$9,995.0318,758,644Indirect
Dec 21, 2022Class A Common StockSSaleDisposed−7,355$0.4265F38−$3,136.9118,751,289Indirect
Dec 21, 2022Class A Common StockSSaleDisposed−7,355$0.4265F40−$3,136.9118,743,934Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai Investment LP ("Mingtai") in multiple transactions at prices ranging from $0.4450 to $0.4660, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4450 to $0.4575, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F19

The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F21

The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4586 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F23

The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4585 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F25

The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F27

The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F30

The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F32

The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F34

The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F36

The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F38

The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F40

The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)