Garchik Stephen Jeffrey's Form 4 filing
authID Inc. (AUID) · filed May 31, 2023
- Accession no.
- 0001213900-23-044460
- Filed
- May 31, 2023, 4:00 PM ET
- Trade date
- Sep 30, 2022-May 26, 2023
- Filing delay
- 243 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market purchases total $1.93M. It was filed 243 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garchik Stephen JeffreyCIK 0001710737 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2023 | Common Stock | PPurchaseAcquired | +3,120,633 | $0.458 | +$1,429,249.91 | 7,400,192 | Direct | |
| May 26, 2023 | Common Stock | CConversionAcquired | +2,149,629 | $0.472 | +$1,014,624.89 | 4,279,559 | Direct | |
| Apr 3, 2023 | Common Stock | JOtherAcquired | +60,334 | $0.404 | +$24,374.94 | 2,129,930 | Direct | |
| Jan 3, 2023 | Common Stock | JOtherAcquired | +35,122 | $0.694 | +$24,374.67 | 2,069,596 | Direct | |
| Sep 30, 2022 | Common Stock | JOtherAcquired | +8,191 | $2.98 | +$24,376.42 | 2,034,474 | Direct | |
| May 26, 2023 | Common Stock | PPurchaseAcquired | +1,091,703 | $0.458 | +$499,999.97 | 1,181,009 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2023 | Common Stock | CConversionDisposed | −2,149,629 | $0.00 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.